Description

AML is more than doing CDD – do you know what else you need to be doing for successful compliance?

In this webinar we will look at other areas of compliance that a law firm needs to consider for their compliance with the AML/CFT Act. This will be an overview of the following areas of compliance:

• Staff vetting and training
• Record keeping
• Transaction/account monitoring
• SARs/PTRs and other mandatory reportin

This is applicable for all firms that have AML/CFT obligations under the Act.

LEARNING OUTCOMES

An overview and understanding of all obligations that law firms have under the AML/CFT Act.  

SUITED TO

Compliance Officers and other staff that undertake AML/CFT duties for law firms.

PRESENTER

Louise Coad, Senior Consultant, AML Solutions

Working in the AML/CFT regime since 2018 with consultancy firms and the public sector, Louise has worked as a Senior Regulator and acting Practice Lead in the AML team at the Department of Internal Affairs. She holds a Master of Arts specializing in Defence and Security Studies and the CAMS qualification.